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Swift Customer Security Programme Assessor Certification Sample Questions (Q57-Q62):
NEW QUESTION # 57
The SwiftNet Link (SNL) software is always required for the Swift Alliance Gateway to operate.
SIL Connectivity
*Generic
*Products Cloud
*Products OnPrem
*Security
- A. FALSE
- B. TRUE
Answer: B
Explanation:
SwiftNet Link (SNL) is a critical component of the SWIFT infrastructure, serving as the mandatory network interface for accessing SWIFTNet services. The Swift Alliance Gateway (SAG) is a communication interface that consolidates message flows from various applications and connects them to the SWIFT network.
According to SWIFT documentation, SAG is a modular software package installed on top of SNL, meaning SNL is a foundational requirement for SAG to operate.
SNL provides essential functionalities such as transport, formatting, security, and service management, enabling secure and interoperable communication over the SWIFT Secure IP Network (SIPN). SAG uses SNL to establish this connectivity, as it does not have direct network access capabilities on its own. For example, SAG relies on SNL to handle SWIFT message types like FIN, InterAct, and FileAct, ensuring secure communication with the SWIFT network. This dependency is evident in architectures where SAG is deployed, such as in the Alliance Connect Virtual solutions, where SNL is always included alongside SAG to facilitate connectivity.
The mention of "SIL Connectivity" in the question refers to the SWIFT Integration Layer (SIL), which is often part of cloud-based deployments like Alliance Cloud. However, even in such setups, SNL remains a requirement for SAG to function, as SIL itself interacts with SAG/SNL to manage message flows. The categories "Generic," "Products Cloud," "Products OnPrem," and "Security" likely refer to the context of SWIFT services, but they do not alter the fundamental requirement of SNL for SAG operation.
There are no exceptions in SWIFT's official documentation where SAG can operate without SNL. Even in cloud-based solutions like Alliance Cloud or Alliance Lite2, SNL is either embedded or provided as part of the connectivity stack. For instance, in Alliance Connect Virtual deployments, SAG and SNL are deployed together to ensure connectivity to SWIFTNet. Therefore, the statement is unequivocally true.
References to SWIFT Customer Security Programme Documents:
*SWIFT Customer Security Controls Framework (CSCF) v2024: The CSCF mandates secure connectivity components like SNL within the SWIFT secure zone (Control 1.1 SWIFT Environment Protection).
*SWIFT Alliance Gateway Documentation: SAG is described as requiring SNL for connectivity to SWIFTNet, as it acts as an interface on top of SNL.
*SWIFTNet Link Documentation: SNL is the mandatory network interface for all external SWIFTNet communications, including those facilitated by SAG.
NEW QUESTION # 58
Where is the implementation of multi-factor authentication deemed sufficient to support control 4.2 compliance? (Choose all that apply.)
- A. When accessing an outsourcing agent or an L2BA Swift-related application
- B. On the General Operator PC used to access a Swift-related component
- C. When login on the jump server filtering access to local Swift secure zone
- D. When logging-in on an interface, a connector, or the system running such component
Answer: A,B,C,D
NEW QUESTION # 59
Is the restriction of Internet access only relevant when having Swift-related components in a secure zone?
- A. No, because there can be in-scope general operator PCs used to access a Swift-related application hosted at a service provider
- B. Yes, because if there is no secure zone then the internet connectivity does not need to be restricted
Answer: A
NEW QUESTION # 60
For each of the following setups, the responsible party is identified to protect the virtualization or cloud underlying platform. Which one of the combinations is not correct?
*Swift Customer Security Controls Policy
*Swift Customer Security Controls Framework v2025
*Independent Assessment Framework
*Independent Assessment Process for Assessors Guidelines
*Independent Assessment Framework - High-Level Test Plan Guidelines
*Outsourcing Agents - Security Requirements Baseline v2025
*CSP Architecture Type - Decision tree
*CSP_controls_matrix_and_high_test_plan_2025
*Assessment template for Mandatory controls
*Assessment template for Advisory controls
*CSCF Assessment Completion Letter
*Swift_CSP_Assessment_Report_Template
- A. For virtualization platform deployed at a third party on which user's SWIFT-related components are virtually hosted: by the third party
- B. For Cloud Provider: the cloud provider
- C. For on-premises container platform: by the SWIFT user
- D. For on-premises virtualization platform: by the platform provider
Answer: D
Explanation:
The CSCF and "Outsourcing Agents - Security Requirements Baseline v2025" define responsibilities for securing virtualization or cloud platforms hosting SWIFT-related components. Let's evaluate each combination:
*Option A: For on-premises virtualization platform: by the platform provider This is not correct. An on-premises virtualization platform (e.g., VMware or Hyper-V hosting Alliance Gateway) is managed by the SWIFT user, not the platform provider (e.g., VMware). The "platform provider" supplies the software, but the user is responsible for securing the on-premises environment, including hardening, patching, and compliance with CSCF Control "2.3 System Hardening."
*Option B: For virtualization platform deployed at a third party on which user's SWIFT-related components are virtually hosted: by the third party This is correct. If the virtualization platform is hosted by a third party (e.g., a service provider hosting SWIFT components), the third party is responsible for securing the platform, as per the "Outsourcing Agents - Security Requirements Baseline v2025" and CSCF Control "1.1."
*Option C: For on-premises container platform: by the SWIFT user
This is correct. An on-premises container platform (e.g., Docker or Kubernetes hosting SWIFT applications) is the user's responsibility to secure, aligning with CSCF Control "1.1" and the user's ownership of on- premises infrastructure.
*Option D: For Cloud Provider: the cloud provider
This is correct. In a cloud model (e.g., IaaS like Alliance Cloud on AWS), the cloud provider (e.g., AWS) is responsible for securing the underlying platform, as outlined in the "Outsourcing Agents - Security Requirements Baseline v2025." Summary of Correct answer:
The combination that is not correct is A, as the SWIFT user, not the platform provider, is responsible for securing an on-premises virtualization platform.
References to SWIFT Customer Security Programme Documents:
*Swift Customer Security Controls Framework v2025: Control 1.1 defines responsibilities for on-premises platforms.
*Outsourcing Agents - Security Requirements Baseline v2025: Specifies third-party and cloud provider responsibilities.
*Independent Assessment Framework: Confirms user responsibility for on-premises setups.
NEW QUESTION # 61
Is the control 2. 11 "RMA Business Controls" only about the process of validating the defined counterparty relationships?
- A. Yes
- B. No
Answer: B
NEW QUESTION # 62
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